TradeStation Securities, Inc. — $1,110,661 OFAC penalty
OFAC published a $1,110,661 civil penalty against TradeStation Securities, Inc. on 03/17/2026. It is the #96 largest action in OFAC’s 1,052-entry enforcement chart and #4 of the 5 actions published that year.
The record
| Entity, as published by OFAC | TradeStation Securities, Inc. |
|---|---|
| Penalty / settlement amount | $1,110,661 |
| Date published by OFAC | 03/17/2026 |
| Aggregate penalties, settlements or findings | 1 |
| Rank among all published OFAC actions | #96 of 1,052 |
| Rank within 2026 | #4 of 5 |
| Share of 2026 penalty total | 0.4% |
| Apparent violations cited | 481 |
| Base penalty | $2,221,322 |
| Voluntarily self-disclosed | Yes |
| OFAC egregiousness determination | Non-egregious |
| Sanctions programs named in the release | Iran, Syria, Ukraine/Crimea |
Primary source
OFAC enforcement release: 20260317_tradestation.pdf. This page adds no facts beyond that document and OFAC’s published penalty chart.
Comparable 2026 actions
- FTI Consulting, Inc. — $1,050,000
- IMG Academy, LLC — $1,720,000
- An Individual — $3,777,000
- Adani Enterprises Limited — $275,000,000
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