UBS AG — $1,700,100 OFAC penalty
OFAC published a $1,700,100 civil penalty against UBS AG on 08/27/2015. It is the #83 largest action in OFAC’s 1,052-entry enforcement chart and #4 of the 15 actions published that year.
The record
| Entity, as published by OFAC | UBS AG |
|---|---|
| Penalty / settlement amount | $1,700,100 |
| Date published by OFAC | 08/27/2015 |
| Aggregate penalties, settlements or findings | 1 |
| Rank among all published OFAC actions | #83 of 1,052 |
| Rank within 2015 | #4 of 15 |
| Share of 2015 penalty total | 0.3% |
| Apparent violations cited | 222 |
| OFAC egregiousness determination | Non-egregious |
| Sanctions programs named in the release | Terrorism |
Primary source
OFAC enforcement release: 20150827_ubs.pdf. This page adds no facts beyond that document and OFAC’s published penalty chart.
Comparable 2015 actions
- Life For Relief and Development — $780,000
- John Bean Technologies Corporation — $391,950
- Navigators Insurance Company — $271,815
- Great Plains Stainless Co. — $214,000
- Banco do Brasil, S.A., New York — $139,500
Screen against the live SDN list before you transact
Every action on this page began with a payment or transfer that was not screened. SanctionsAI is a free OFAC screening API for names and crypto wallets — read the API docs or check a wallet in the browser.